Closed-End Funds Content

The Investment Company Institute submitted a letter to the SEC's proposed rule change amending Section 302.00 of the NYSE Listed Company Manual. Read more in the comment letter.

The Investment Company Institute (ICI) submitted a comment letter in support of Cboe's proposed amendments to exempt newly listed closed end funds from the exchange annual meeting requirement. Read more in the comment letter.

Washington, DC; May 14, 2025—Today, Investment Company Institute (ICI) President and CEO Eric Pan released the following statement on the reintroduction in the US House of Representatives of legislation to protect closed-end funds (CEFs) and their investors. The Increasing Investor...

The Investment Company Institute submitted a letter in support of FINRA's proposed rule change to create a new exemption for non-traded business development companies from FINRA Rule 5130. Read more in the comment letter.