Cybersecurity Content

The Investment Company Institute submitted a letter SEC Chair Gensler, requesting that the SEC suspend the compliance dates for certain recent regulatory actions, halt work on not-yet-finalized rulemaking, and extend soon-to-expire relief that would have a significant impact on...

The Investment Company Institute along with along with the Securities Industry and Financial Markets Association, SIFMA Asset Management Group, American Bankers Association, Bank Policy Institute, Institute of International Bankers, Investment Adviser Association, Insured Retirement...

The Investment Company Institute submitted a Comment Letter to the Financial Stability Board supporting their consultation on the Format for Incident Reporting Exchange (FIRE). Read more in the comment letter.

The Investment Company Institute provides comments on the notice of proposed rulemaking that would require certain investment advisers to implement customer identification programs (CIPs). The NPRM was issued only weeks after the comment deadline on a separate, but related, proposal...

In this letter the Investment Company Institute provides its views on the notice of proposed rulemaking on Cyber Incident Reporting for Critical Infrastructure Act (CIRCIA) Reporting Requirements from the Cybersecurity and Infrastructure Security Agency of the Department of Homeland...

In the April Commission Statement Relating to Certain Administrative Adjudications and the Second Commission Statement Relating to Certain Administrative Adjudications, the Securities and Exchange Commission (Commission or SEC) announced that there had been an ongoing internal breach...