E-Delivery Content

Calls on FINRA to Assume Responsibility for Processing Fees to Ensure Fair Treatment of Shareholders Orlando, FL, March 14—Unless the Securities and Exchange Commission (SEC) takes action, processing fees could erase $1 billion from the savings that fund shareholders are expected to...

Focus on Funds How Changes to the SEC’s Reporting Rules Will Affect Funds The October 9, 2015, edition of Focus on Funds examines implications surrounding proposed changes to the SEC’s fund reporting rules. Transcript Stephanie Ortbals-Tibbs, ICI Director, Media Relations: Welcome to...

ICI Supports SEC Rule Proposal to Enhance Fund Reporting and Modernize Shareholder Report Delivery Washington, DC, August 11, 2015—More frequent and substantive reporting on portfolio holdings by investment companies as proposed by the Securities and Exchange Commission (SEC) will...

Industry Groups Urge DOL to Allow Broader Use of Electronic Communication for Retirement Plan Participant Disclosures Washington, DC, March 28, 2012 - A coalition of 15 trade associations representing the retirement plan community, including employers and retirement services firms, is...