Financial Technology Content

Filter Results By
Showing Results 1 - 10 of 20
Two people monitoring information on a computer screen
White Paper

2025 ICI Operational Resiliency Tabletop Exercise -Service Provider Disruption: After-Action Report

The 2025 ICI Operational Resiliency Tabletop Exercise, simulated a prolonged outage at AlphaPrime Trust Company caused by its fourth-party vendor, CoreDataX. The disruption affected critical processes such as trade matching, settlement, and client reporting, engaging 42 firms and over 50 participants to examine fourth-party risk and strengthen resilience beyond traditional cybersecurity concerns.

Innovation Resource Hub icon
Resource Hub

Innovation

The Innovation Hub—a dedicated resource page designed to help members stay informed and engaged on the evolving landscape of financial innovation.
Committee

Technology Committee

The Technology Committee provides a forum for the discussion of emerging technologies that could impact the mutual fund industry and more.
ICI Default BG
White Paper

ICI Cyber Industry Tabletop Exercise 2024: After-Action Report

The asset management industry relies on a complex web of service providers, creating layered outsourcing models that include fourth-party vendors. The 2025 ICI Operational Resiliency Exercise, hosted by Charles Schwab, tested industry response to a fourth-party outage at AlphaPrime Trust caused by CoreDataX. The simulation engaged 42 firms to address cascading risks from complex outsourcing and strengthen resilience beyond cybersecurity.

The asset management industry faces an escalating battle against cybercriminals employing increasingly sophisticated tactics. From state-sponsored attacks to ransomware-as-a-service (RaaS) platforms...

ICI Default BG
ICI Viewpoints

Top Takeaways from ICI Innovate

By
Authors:

Despite the stormy weather in San Diego, the speakers and panelists at the first-ever ICI Innovate conference shined bright! From February 6–8, ICI brought together the most creative and innovative industry minds at the forefront of asset management’s embrace of technology. These...

ICI Default BG
Speech

ICI President’s Address, 2024 ICI Innovate

ICI President ’s Address Eric J. Pan President and CEO Investment Company Institute ICI Innovate San Diego, California February 8, 2024 The Right Way To Regulate Technology: Three Guidelines for the SEC Good morning! It’s a pleasure to kick off the second day of ICI Innovate—and it’s...

ICI Default BG
ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

By
Authors:

Technological innovation in the financial services industry has driven huge benefits for Main Street investors, slashing costs and ushering in new investment opportunities. This innovation has taken place within a strong legal framework that protects investors. Yet a new proposal by...