The Investment Company Institute has submitted a letter of response to the Securities and Exchange Commission regarding the proposed amendments to exempt newly listed closed-end funds, registered...
The Investment Company Institute submitted a letter to the SEC's proposed rule change amending Section 302.00 of the NYSE Listed Company Manual. Read more in the comment letter.
President Trump recently issued an executive order (EO) directing the U.S. Secretary of Labor to review fiduciary guidance on private market investments in 401(k) and other defined contribution plans governed by ERISA. The EO also instructs the SEC to explore ways to expand access to...
President Trump recently issued an executive order (EO) directing the U.S. Secretary of Labor to review fiduciary guidance on private market investments in 401(k) and other defined contribution plans governed by ERISA. The EO also instructs the SEC to explore ways to expand access to...
August 14, 2025
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ICI Calls on the SEC to Reform Regulatory Framework That Has Not Been Updated in 30 Years Washington, DC, March 17, 2025—Investment Company Institute (ICI) President and CEO Eric J. Pan today unveiled the Institute’s blueprint to reform the Investment Company Act of 1940 (1940 Act)...
