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White Paper

2025 ICI Operational Resiliency Tabletop Exercise -Service Provider Disruption: After-Action Report

The 2025 ICI Operational Resiliency Tabletop Exercise, simulated a prolonged outage at AlphaPrime Trust Company caused by its fourth-party vendor, CoreDataX. The disruption affected critical processes such as trade matching, settlement, and client reporting, engaging 42 firms and over 50 participants to examine fourth-party risk and strengthen resilience beyond traditional cybersecurity concerns.

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News Release

ICI to SEC: E-Delivery Can Save Investors Billions

The Investment Company Institute submitted a letter to the Securities and Exchange Commission outlining significant cost-savings estimates to support rulemaking that would allow funds to deliver documents to shareholders electronically on a default basis.

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Resource Hub

Innovation

The Innovation Hub—a dedicated resource page designed to help members stay informed and engaged on the evolving landscape of financial innovation.
Committee

Operational Resiliency Committee

The ICI Operational Resilience Committee is a forum of senior leaders from ICI member firms with responsibility for ensuring the resilience of critical business services at the enterprise level. The Committee’s mission is to promote the exchange of insights, experiences, and leading practices that enhance the industry’s ability to anticipate, withstand, and recover from severe but plausible disruptions. Recognizing Business Continuity Planning (BCP) as a foundational element of operational resilience, the Committee will also continue to address crisis management, technology recovery, third-party resilience, and regulatory expectations. Its work is intended to strengthen operational resilience, safeguarding the continuity of essential services to investors and the broader financial markets, while encouraging adaptive capabilities that promote market stability and investor confidence.