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Common Ownership Annotated Bibliography - 2025 Revisions

August 27, 2025

ret_24_q4_fig3

Reimagining the 1940 Act - At a Glance (pdf)

March 14, 2025

Reimagining the 1940 Act – At a Glance (pdf)

March 14, 2025

Reimagining the 1940 Act – Full Paper (pdf)

March 14, 2025

MEMBER

Summary of Non-1940 Act Investment Restrictions, Revised (pdf)

September 19, 2005

Report on Funds’ Use of Proxy Advisory Firms (pdf)

January 22, 2015

Mutual Fund Prospectus Liability (pdf)

February 27, 2014

Mutual Fund D&O/E&O Insurance (pdf)

February 27, 2014

Independent Directors Liability (IDL) Insurance (pdf)

February 27, 2014

Investment Performance Oversight by Fund Boards (pdf)

October 21, 2013