Comment Letter on the NSCP proposal to establish a Compliance Advisory Committee within the SEC

The Investment Company Institute submitted a comment letter to the Securities and Exchange Commission to express our strong support for the National Society of Compliance Professionals’ (“NSCP”) proposal to establish a Compliance Advisory
Committee within the SEC.

Such a committee would provide the Commission with invaluable practical insight on the vital role of compliance professionals in protecting investors, promoting regulatory effectiveness, and enhancing market integrity.

Read more in the comment letter.