ICI submitted a letter to the European Commission on its targeted consultation on the functioning of the EU Securitisation Framework. Read more in the comment letter.
The Investment Company Institute and the Asset Management Group of the Securities Industry and Financial Markets Association submitted a letter to SEC Chair Gensler regarding concerns about applying Rule15c2-11 under the Exchange Act to fixed income securities. Market participants...
The Investment Company Institute submitted its views to the European Commission on its consultation assessing the adequacy of macroprudential policies for non-bank financial intermediation. The comments specifically address open-end funds (OEF) that its members manage in the European...
The Investment Company Institute submitted a letter SEC Chair Gensler, requesting that the SEC suspend the compliance dates for certain recent regulatory actions, halt work on not-yet-finalized...
The Investment Company Institute submitted a letter SEC Chair Gensler, requesting that the SEC suspend the compliance dates for certain recent regulatory actions, halt work on not-yet-finalized rulemaking, and extend soon-to-expire relief that would have a significant impact on...
The Investment Company Institute submitted a letter to the Treasury Department and Internal Revenue Service providing views on Notice 2024-65 as they work to draft rules and processes to support and administer Saver’s Match contributions pursuant to sections 103 and 104 of the SECURE...
The Investment Company Institute submitted a letter to the Securities and Exchange Commission regarding the order instituting proceedings issued on October 4, 2024, to provide further information in support of the New York Stock Exchange’s proposed amendments to Section 302.00 of the...
On October 30, ICI responded to the United Kingdom (UK) Accelerated Settlement Taskforce Technical Group (AST TG) consultation report. The Report sets forth draft operational recommendations to facilitate the UK's move to shorten its settlement cycle from two days after the trade date...
On October 29, 2024, the Investment Company Institute and ICI Southwest submitted a joint comment letter to the Federal Deposit Insurance Corporation on its proposal to amend its regulations implementing the Change in Bank Control Act. Read more in the comment letter.
On October 21, 2024, ICI submitted a comment letter to nine federal agencies, including the Securities and Exchange Commission, on their proposal to jointly establish data standards for collections of information reported to the Agencies under the Financial Data Transparency Act of...
