The Investment Company Institute submitted a letter with its views on the International Organization of Securities Commission’s consultations on revised recommendations for liquidity risk management for open-end funds and the guidance for the effective implementation of the...
The Investment Company Institute (ICI) submitted a response to the European Commission call for evidence on its Single Market Strategy for 2025, which aims to promote the cross-border provision of services and cross-border movement of goods and agree that central to this effort will...
The letter contains a proposed amendment to the Exchange Proposals that would continue to achieve the objectives of the Exchange Proposals while addressing concerns raised by certain commenters that removing the annual meeting requirement may take away an ability that some retail...
The Investment Company Institute (ICI) submitted a response to address certain statements in comment letters filed on November 14, 2024, by Professor Robert J. Jackson, Jr. and Saba Capital Management, L.P., that ICI believes misrepresents its research on closed-end fund governance...
The Investment Company Institute submitted a Comment Letter to requesting that the staff of the Division of Trading and Markets confirm that it will not recommend that the Securities and Exchange Commission take enforcement action under the Securities Exchange Act of 1934 against...
The Investment Company Institute submitted a Comment Letter to Chair Gary Gensler to request an extension to the compliance dates for Fund Names Rule Amendment by a minimum of 18 months and base the compliance date on a fund’s fiscal year-end. Read more in the comment letter.
The Investment Company Institute submitted a Comment Letter to the Missouri Secretary of State on Proposed Rule 15 CSR 30-51.174, Fraudulent Practices of Investment Advisers and Investment Adviser Representatives Read more in the comment letter.
The Investment Company Institute submitted a Comment Letter to the Financial Stability Board supporting their consultation on the Format for Incident Reporting Exchange (FIRE). Read more in the comment letter.
The Investment Company Institute submitted a letter responding to the UK government's call for evidence on its Financial Services Growth & Competitiveness Strategy. Read more in the comment letter.
The Investment Company Institute submitted a letter to the U.S. Securities and Exchange Commission in support of the request for a stay included within the motion submitted by The Nasdaq Stock Market LLC and Cboe Global Markets, Inc. and their respective exchange groups. In the motion...
