The Investment Company Institute submitted a letter to Chairman Atkins with views and recommendations on revisions to Rule 17a-7, to enable registered funds to engage in cross-trading of fixed income securities again. Read more in the comment letter.
The Investment Company Institute submitted a response to the UK Financial Conduct Authority’s consultation papers on crypto assets. Read more in the comment letter.
The Investment Company Institute submitted a letter to the Internal Revenue Service on Form 8613, the excise tax return for regulated investment companies, in response to the IRS's request for comments. Read more in the comment letter.
The Investment Company Institute submitted a comment letter to the US Department of Treasury (Treasury) providing feedback on Treasury's Outbound Investment Security Program's first six months of implementation. Read more in the comment letter.
The Investment Company Institute along with along with the Securities Industry and Financial Markets Association, SIFMA Asset Management Group, American Bankers Association, Bank Policy Institute, Institute of International Bankers, Investment Adviser Association, Insured Retirement...
The Investment Company Institute submitted a letter to the European Securities and Markets Authority in response to its call for evidence on the retail investor journey. Read more in the comment letter.
The Investment Company Institute submitted a letter to the SEC's proposed rule change amending Section 302.00 of the NYSE Listed Company Manual. Read more in the comment letter.
The Investment Company Institute submitted a letter to the SEC's proposed rule change amending Section 302.00 of the NYSE Listed Company Manual. Read more in the comment letter.
ICI submitted a letter to the Treasury requesting a delay to the Compliance Date for Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Reporting Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers; RIN 1506...
